Financial ADVSR advisor directory · SEC adviser records
Guggenheim Investments financial advisors in New York
Every SEC-registered investment adviser representative at a Guggenheim Investments office in New York, by city and A to Z.
The short answer
29 registered advisors work at Guggenheim Investments in New York, out of 40 nationwide; it's the firm's number 1 state by advisors, and the most are in New York (30). 0 list the CFP designation and 29 are also registered broker representatives.
Guggenheim Investments advisors by city in New York
Every firm in New York →Guggenheim Investments advisors in New York, A to Z
Search by name →- Lauren A. AndersonNew York
- Johnson Asase JrNew York
- William F. BlattnerNew York
- Christopher G. BradleyNew York
- Matthew V. BuccigrossoNew York
- John F. ChisholmNew York
- Christopher Z. CosantinoNew York
- Ryan T. CushingNew York
- Michael C. GeartyPort Washington
- Dru F. GirardNew York
- Geri HerroNew York
- Michael HoareNew York
- Richard G. JaegerGarden City
- Houston S. JarvisNew York
- Usman R. KhanNew York
- Zachary KozlowskiNew York
- Catherine J. NettlesNew York
- Nicholas D. OrsiNew York
- Portia OsuchBayside
- Jonathan D. PanoshNew York
- Christopher V. ParisiNew York
- Matthew PetrizzoNew York
- Anthony PiazzaNew York
- Jacob C. SchultzNew York
- Anthony J. SendraNew York
- Peter C. SloanNew York
- Kevin TrucklyNew York
- Peter VlagosNew York
- Alison A. WebsterNew York
Guggenheim Investments advisors in every state →Guggenheim Investments: assets, clients and custodians →Advisor Moves: who changed firms this week →
Guggenheim Investments in other states
Questions
How many Guggenheim Investments financial advisors are in New York?
29 investment adviser representatives are registered at Guggenheim Investments offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 40 at the firm nationwide. 0 list the CFP designation and 29 are also registered as broker representatives.
Where in New York does Guggenheim Investments have the most advisors?
New York, with 30, then Port Washington (1). Guggenheim Investments has advisors in 2 cities in New York.
How do I check a Guggenheim Investments advisor in New York?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Guggenheim Investments office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.