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Financial ADVSR advisor directory · SEC adviser records

Galvin, Gaustad & Stein, LLC financial advisors in Arizona

Every SEC-registered investment adviser representative at a Galvin, Gaustad & Stein, LLC office in Arizona, by city and A to Z.

The short answer

6 registered advisors work at Galvin, Gaustad & Stein, LLC in Arizona, out of 7 nationwide; it's the firm's number 1 state by advisors, and the most are in Scottsdale (4). 2 list the CFP designation and 0 are also registered broker representatives.

Galvin, Gaustad & Stein, LLC advisors by city in Arizona

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Scottsdale 4

Galvin, Gaustad & Stein, LLC advisors in Arizona, A to Z

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Questions

How many Galvin, Gaustad & Stein, LLC financial advisors are in Arizona?

6 investment adviser representatives are registered at Galvin, Gaustad & Stein, LLC offices in Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 7 at the firm nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Where in Arizona does Galvin, Gaustad & Stein, LLC have the most advisors?

Scottsdale, with 4. Galvin, Gaustad & Stein, LLC has advisors in 1 city in Arizona.

How do I check a Galvin, Gaustad & Stein, LLC advisor in Arizona?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Galvin, Gaustad & Stein, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.