Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Galvin, Gaustad & Stein, LLC financial advisors in Scottsdale, AZ

Every SEC-registered investment adviser representative at a Galvin, Gaustad & Stein, LLC office in Scottsdale, A to Z.

The short answer

6 registered advisors work at Galvin, Gaustad & Stein, LLC in Scottsdale, out of 7 at the firm nationwide; it ranks number 60 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Galvin, Gaustad & Stein, LLC advisors in Scottsdale, A to Z

Every Galvin, Gaustad & Stein, LLC advisor →

Galvin, Gaustad & Stein, LLC advisors in every city and state →Galvin, Gaustad & Stein, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Galvin, Gaustad & Stein, LLC advisors in other cities

Sagamore Hills, OH 1

Other firms in Scottsdale

All Scottsdale advisors →

Vanguard Advisers, Inc. 630Osaic Wealth, Inc. 291United Planners' Financial Services Of America A Limited Partner 154Wells Fargo Clearing Services, LLC 147Merrill Lynch, Pierce, Fenner & Smith Incorporated 135Morgan Stanley 127LPL Financial LLC 109Cetera Investment Advisers LLC 73Ameriprise Financial Services, LLC 69Strategic Advisers LLC 56MML Investors Services, LLC 50Equitable Advisors, LLC 49

Questions

How many financial advisors does Galvin, Gaustad & Stein, LLC have in Scottsdale?

6 investment adviser representatives are registered at Galvin, Gaustad & Stein, LLC offices in Scottsdale, Arizona, according to the SEC's Investment Adviser Public Disclosure records, out of 7 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Galvin, Gaustad & Stein, LLC one of the largest advisor employers in Scottsdale?

Galvin, Gaustad & Stein, LLC ranks number 60 in Scottsdale by registered advisors; Vanguard Advisers, Inc. has the most, with 630.

How do I check a Galvin, Gaustad & Stein, LLC advisor in Scottsdale?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Galvin, Gaustad & Stein, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.