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Financial ADVSR advisor directory · SEC adviser records

Federated Securities Corp. financial advisors in California

Every SEC-registered investment adviser representative at a Federated Securities Corp. office in California, by city and A to Z.

The short answer

4 registered advisors work at Federated Securities Corp. in California, out of 197 nationwide; it's the firm's number 2 state by advisors, and the most are in Healdsburg (1). 0 list the CFP designation and 4 are also registered broker representatives.

Federated Securities Corp. advisors by city in California

Every firm in California →

Healdsburg 1Los Angeles 1Mill Valley 1Venice 1

Federated Securities Corp. advisors in California, A to Z

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Federated Securities Corp. advisors in every state →Federated Securities Corp.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Federated Securities Corp. in other states

Pennsylvania 175Massachusetts 3

Questions

How many Federated Securities Corp. financial advisors are in California?

4 investment adviser representatives are registered at Federated Securities Corp. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 197 at the firm nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Where in California does Federated Securities Corp. have the most advisors?

Healdsburg, with 1, then Los Angeles (1). Federated Securities Corp. has advisors in 4 cities in California.

How do I check a Federated Securities Corp. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Federated Securities Corp. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.