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Financial ADVSR advisor directory · SEC adviser records

Corient financial advisors in Maine

Every SEC-registered investment adviser representative at a Corient office in Maine, by city and A to Z.

The short answer

15 registered advisors work at Corient in Maine, out of 639 nationwide; it's the firm's number 12 state by advisors, and the most are in Portland (13). 4 list the CFP designation and 0 are also registered broker representatives.

Corient advisors by city in Maine

Every firm in Maine →

Portland 13Brunswick 2

Corient advisors in Maine, A to Z

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Corient in other states

Texas 105California 85Illinois 77New York 62Florida 42Washington 35Ohio 30Massachusetts 28New Jersey 28Pennsylvania 24Georgia 15Oklahoma 15Indiana 13North Carolina 13Tennessee 13Colorado 10Michigan 8Utah 4Arkansas 3Arizona 3Connecticut 3

Questions

How many Corient financial advisors are in Maine?

15 investment adviser representatives are registered at Corient offices in Maine, according to the SEC's Investment Adviser Public Disclosure records, out of 639 at the firm nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.

Where in Maine does Corient have the most advisors?

Portland, with 13, then Brunswick (2). Corient has advisors in 2 cities in Maine.

How do I check a Corient advisor in Maine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Corient office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.