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Financial ADVSR advisor directory · SEC adviser records

Compass Financial Management LLC financial advisors in Texas

Every SEC-registered investment adviser representative at a Compass Financial Management LLC office in Texas, by city and A to Z.

5 registered advisors work at Compass Financial Management LLC in Texas, out of 43 nationwide; it's the firm's number 2 state by advisors, and the most are in Allen (1). 1 list the CFP designation and 0 are also registered broker representatives.

Compass Financial Management LLC advisors by city in Texas

Every firm in Texas →

Allen 1Fairview 1Houston 1Montgomery 1San Antonio 1

Compass Financial Management LLC advisors in Texas, A to Z

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Compass Financial Management LLC advisors in every state →Compass Financial Management LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Compass Financial Management LLC in other states

Florida 17Connecticut 3

Questions

How many Compass Financial Management LLC financial advisors are in Texas?

5 investment adviser representatives are registered at Compass Financial Management LLC offices in Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 43 at the firm nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Where in Texas does Compass Financial Management LLC have the most advisors?

Allen, with 1, then Fairview (1). Compass Financial Management LLC has advisors in 5 cities in Texas.

How do I check a Compass Financial Management LLC advisor in Texas?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Compass Financial Management LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.