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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Management LLC financial advisors in California

Every SEC-registered investment adviser representative at a Cetera Investment Management LLC office in California, by city and A to Z.

The short answer

6 registered advisors work at Cetera Investment Management LLC in California, out of 9 nationwide; it's the firm's number 1 state by advisors, and the most are in El Segundo (4). 0 list the CFP designation and 5 are also registered broker representatives.

Cetera Investment Management LLC advisors by city in California

Every firm in California →

El Segundo 4San Diego 2

Cetera Investment Management LLC advisors in California, A to Z

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Cetera Investment Management LLC advisors in every state →Cetera Investment Management LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →

Cetera Investment Management LLC in other states

Minnesota 3

Questions

How many Cetera Investment Management LLC financial advisors are in California?

6 investment adviser representatives are registered at Cetera Investment Management LLC offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 9 at the firm nationwide. 0 list the CFP designation and 5 are also registered as broker representatives.

Where in California does Cetera Investment Management LLC have the most advisors?

El Segundo, with 4, then San Diego (2). Cetera Investment Management LLC has advisors in 2 cities in California.

How do I check a Cetera Investment Management LLC advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Management LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.