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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Management LLC financial advisors

Every SEC-registered investment adviser representative at Cetera Investment Management LLC, by the state and city of the office they work from.

The short answer

9 registered advisors work at Cetera Investment Management LLC, in 2 states and 5 cities; the most are in El Segundo, CA (4). 1 list the CFP designation and 8 are also registered broker representatives.

Search every Cetera Investment Management LLC advisor by name →Who joined and left Cetera Investment Management LLC →Cetera Investment Management LLC: assets, clients and custodians →Cetera news and advisor moves →

Cities with the most Cetera Investment Management LLC advisors

El Segundo, CA 4San Diego, CA 2Saint Paul, MN 1St Cloud, MN 1St Paul, MN 1

Cetera Investment Management LLC advisors by state

Cetera Investment Management LLC in California 6

El Segundo 4San Diego 2

Cetera Investment Management LLC in Minnesota 3

Saint Paul 1St Cloud 1St Paul 1

Questions

How many financial advisors does Cetera Investment Management LLC have?

9 investment adviser representatives are registered with Cetera Investment Management LLC, according to the SEC's Investment Adviser Public Disclosure records, in 2 states and 5 cities. 1 list the CFP designation and 8 are also registered as broker representatives.

Where does Cetera Investment Management LLC have the most advisors?

El Segundo, CA, with 4 registered advisors, then San Diego, CA (2). By state, California has the most, with 6.

How do I find a Cetera Investment Management LLC financial advisor near me?

Pick your state below, then your city, to see every Cetera Investment Management LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at Cetera Investment Management LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →