Financial ADVSR advisor directory · SEC adviser records
A.G.P. / Alliance Global Partners financial advisors in California
Every SEC-registered investment adviser representative at a A.G.P. / Alliance Global Partners office in California, by city and A to Z.
The short answer
12 registered advisors work at A.G.P. / Alliance Global Partners in California, out of 122 nationwide; it's the firm's number 4 state by advisors, and the most are in Newport Beach (10). 0 list the CFP designation and 12 are also registered broker representatives.
A.G.P. / Alliance Global Partners advisors by city in California
Every firm in California →A.G.P. / Alliance Global Partners advisors in California, A to Z
Search by name →- Thomas H. ArthurNewport Beach
- Kamren J. BarkusNewport Beach
- Kenneth J. BarkusNewport Beach
- Eric A. BoeghSanta Monica
- David EcheverriaNewport Beach
- Roger D. FollisNewport Beach
- Hemant KathuriaNewport Beach
- Nikhil KathuriaNewport Beach
- Jonathan J. MendiolaNewport Beach
- Christopher J. RiegerNewport Beach
- Elisa M. SteingruebnerNewport Beach
- Matt WardSanta Monica
A.G.P. / Alliance Global Partners advisors in every state →A.G.P. / Alliance Global Partners: assets, clients and custodians →Advisor Moves: who changed firms this week →
A.G.P. / Alliance Global Partners in other states
New York 46Florida 31New Jersey 18South Carolina 5Connecticut 3
Questions
How many A.G.P. / Alliance Global Partners financial advisors are in California?
12 investment adviser representatives are registered at A.G.P. / Alliance Global Partners offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 122 at the firm nationwide. 0 list the CFP designation and 12 are also registered as broker representatives.
Where in California does A.G.P. / Alliance Global Partners have the most advisors?
Newport Beach, with 10, then Santa Monica (2). A.G.P. / Alliance Global Partners has advisors in 2 cities in California.
How do I check a A.G.P. / Alliance Global Partners advisor in California?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the A.G.P. / Alliance Global Partners office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.