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Financial ADVSR advisor directory · SEC adviser records

9d Capital LLC financial advisors in New York

Every SEC-registered investment adviser representative at a 9d Capital LLC office in New York, by city and A to Z.

The short answer

3 registered advisors work at 9d Capital LLC in New York, out of 3 nationwide; it's the firm's number 1 state by advisors, and the most are in New York (2). 0 list the CFP designation and 2 are also registered broker representatives.

9d Capital LLC advisors by city in New York

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New York 2Forest Hills 1

9d Capital LLC advisors in New York, A to Z

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Questions

How many 9d Capital LLC financial advisors are in New York?

3 investment adviser representatives are registered at 9d Capital LLC offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 3 at the firm nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.

Where in New York does 9d Capital LLC have the most advisors?

New York, with 2, then Forest Hills (1). 9d Capital LLC has advisors in 2 cities in New York.

How do I check a 9d Capital LLC advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the 9d Capital LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.