Financial ADVSR advisor directory · SEC adviser records
9d Capital LLC financial advisors
Every SEC-registered investment adviser representative at 9d Capital LLC, by the state and city of the office they work from.
3 registered advisors work at 9d Capital LLC, in 2 states and 2 cities; the most are in New York, NY (2). 0 list the CFP designation and 2 are also registered broker representatives.
Search every 9d Capital LLC advisor by name →
Cities with the most 9d Capital LLC advisors
9d Capital LLC advisors by state
Questions
How many financial advisors does 9d Capital LLC have?
3 investment adviser representatives are registered with 9d Capital LLC, according to the SEC's Investment Adviser Public Disclosure records, in 2 states and 2 cities. 0 list the CFP designation and 2 are also registered as broker representatives.
Where does 9d Capital LLC have the most advisors?
New York, NY, with 2 registered advisors, then Jersey City, NJ (1). By state, New York has the most, with 2.
How do I find a 9d Capital LLC financial advisor near me?
Pick your state below, then your city, to see every 9d Capital LLC advisor registered at an office there. Each one links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. An advisor registered at 9d Capital LLC offices in more than one city counts in each city but once in the total; broker-only representatives (FINRA BrokerCheck) aren't included. Every firm →