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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Colorado Spgs, CO

Every SEC-registered investment adviser representative at a firm office in Colorado Spgs, with the firms that employ the most of them.

14 registered advisors work in Colorado Spgs; the most are at Northwestern Mutual Investment Services, LLC (11). 0 list the CFP designation and 14 are also registered broker representatives.

Firms with the most advisors in Colorado Spgs

FirmAdvisors in Colorado Spgs
Northwestern Mutual Investment Services, LLC11
State Farm Investment Management Corp.3

Advisors in Colorado Spgs, A to Z

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Other cities in Colorado

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Denver 2,523Greenwood Village 1,942Colorado Springs 945Lone Tree 746Boulder 436Littleton 302Fort Collins 299Lakewood 288Centennial 255Englewood 228Aurora 174Highlands Ranch 152Parker 141Loveland 133Broomfield 118Golden 117Westminster 111Castle Rock 103Grand Junction 100Arvada 85Louisville 77Durango 75Greeley 70Longmont 65

Questions

How many financial advisors are in Colorado Spgs, CO?

14 investment adviser representatives are registered at firm offices in Colorado Spgs, Colorado, according to the SEC's Investment Adviser Public Disclosure records. 14 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Colorado Spgs?

Northwestern Mutual Investment Services, LLC, with 11 registered advisors in Colorado Spgs, followed by State Farm Investment Management Corp. with 3.

How do I check a financial advisor in Colorado Spgs?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.