Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Lake Ronkonkoma, NY

Every SEC-registered financial advisor at a firm office in Lake Ronkonkoma who lists the Certified Financial Planner designation, A to Z.

The short answer

2 CFP professionals work in Lake Ronkonkoma; the most are at B. Riley Wealth Advisors, Inc. (1). 1 are also registered broker representatives.

CFP advisors in Lake Ronkonkoma, A to Z

Every advisor in Lake Ronkonkoma →

Matthew GoldsteinWells Fargo Clearing Services, LLC · Certified Financial Planner
Paul C. LorentzenB. Riley Wealth Advisors, Inc. · Certified Financial Planner

Firms with the most CFP professionals in Lake Ronkonkoma

B. Riley Wealth Advisors, Inc. 1 Wells Fargo Clearing Services, LLC 1

CFP advisors in other New York cities

All of New York →

New York 985 Rochester 131 Melville 110 Garden City 65 Pittsford 61 Williamsville 61 Buffalo 56 Albany 52 Brooklyn 52 Hauppauge 51 Syracuse 46 White Plains 40 Tarrytown 39 Latham 33 Purchase 33 Saratoga Springs 31 Jericho 28 New York City 28 Staten Island 25 Woodbury 25 Amherst 24 Fairport 24 Rye Brook 22 Orchard Park 21

Questions

How many CFP financial advisors are in Lake Ronkonkoma, NY?

2 SEC-registered investment adviser representatives at firm offices in Lake Ronkonkoma, New York list the CFP designation; B. Riley Wealth Advisors, Inc. employs the most of them (1).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Lake Ronkonkoma?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.