Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Clinton, NY

Every SEC-registered financial advisor at a firm office in Clinton who lists the Certified Financial Planner designation, A to Z.

4 CFP professionals work in Clinton; the most are at Wells Fargo Clearing Services, LLC (3). 4 are also registered broker representatives.

CFP advisors in Clinton, A to Z

Every advisor in Clinton →

Christopher J. CarboneWells Fargo Clearing Services, LLC · Certified Financial Planner
Douglas K. CasaleWells Fargo Clearing Services, LLC · Certified Financial Planner
Schuyler B. DombroskeLPL Financial LLC · Certified Financial Planner
William T. EichingerWells Fargo Clearing Services, LLC · Certified Financial Planner

Firms with the most CFP professionals in Clinton

Wells Fargo Clearing Services, LLC 3 LPL Financial LLC 1

CFP advisors in other New York cities

All of New York →

New York 985 Rochester 131 Melville 110 Garden City 65 Pittsford 61 Williamsville 61 Buffalo 56 Albany 52 Brooklyn 52 Hauppauge 51 Syracuse 46 White Plains 40 Tarrytown 39 Latham 33 Purchase 33 Saratoga Springs 31 Jericho 28 New York City 28 Staten Island 25 Woodbury 25 Amherst 24 Fairport 24 Rye Brook 22 Orchard Park 21

Questions

How many CFP financial advisors are in Clinton, NY?

4 SEC-registered investment adviser representatives at firm offices in Clinton, New York list the CFP designation; Wells Fargo Clearing Services, LLC employs the most of them (3).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Clinton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.