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Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Waterford, CT

Every SEC-registered financial advisor at a firm office in Waterford who lists the Certified Financial Planner designation, A to Z.

The short answer

3 CFP professionals work in Waterford; the most are at Compass Rose Strategic Partners LLC (2). 3 are also registered broker representatives.

CFP advisors in Waterford, A to Z

Every advisor in Waterford →

Firms with the most CFP professionals in Waterford

Compass Rose Strategic Partners LLC 2Cetera Investment Advisers LLC 1

CFP advisors in other Connecticut cities

All of Connecticut →

Stamford 103West Hartford 79Glastonbury 67Farmington 58Shelton 39Fairfield 37Westport 37Greenwich 26New Haven 20Madison 19Cheshire 18Avon 17Hartford 14Mystic 14Essex 13Guilford 13Darien 12Milford 12North Haven 12Ridgefield 12Danbury 11Southbury 11Norwalk 8Southport 8

Questions

How many CFP financial advisors are in Waterford, CT?

3 SEC-registered investment adviser representatives at firm offices in Waterford, Connecticut list the CFP designation; Compass Rose Strategic Partners LLC employs the most of them (2).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Waterford?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.