Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

CFP financial advisors in Santa Cruz, CA

Every SEC-registered financial advisor at a firm office in Santa Cruz who lists the Certified Financial Planner designation, A to Z.

The short answer

8 CFP professionals work in Santa Cruz; the most are at Natural Bridges Financial Advisors (3). 2 are also registered broker representatives.

CFP advisors in Santa Cruz, A to Z

Every advisor in Santa Cruz →
  • Sarah R. BrownNatural Bridges Financial Advisors · Certified Financial Planner
  • Rebecca ContinEast Rock Financial Services, LLC · Certified Financial Planner
  • Anabel Diaz-GarciaNatural Bridges Financial Advisors · Certified Financial Planner
  • Laura J. KellyEvanson Financial, LLC Dba Evanson Asset Management · Certified Financial Planner
  • Susan A. LandryWynn Capital Management, LLC · Certified Financial Planner
  • Chad J. ParkerAmeriprise Financial Services, LLC · Certified Financial Planner
  • Dieter RamaekersRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
  • Christopher L. WentzienNatural Bridges Financial Advisors · Certified Financial Planner

Firms with the most CFP professionals in Santa Cruz

Natural Bridges Financial Advisors 3Ameriprise Financial Services, LLC 1East Rock Financial Services, LLC 1Evanson Financial, LLC Dba Evanson Asset Management 1Raymond James Financial Services Advisors, Inc. 1Wynn Capital Management, LLC 1

CFP advisors in other California cities

All of California →

San Diego 645San Francisco 422Los Angeles 359Newport Beach 242Irvine 224Walnut Creek 190Torrance 149Pasadena 108San Jose 104Westlake Village 95Santa Barbara 94Roseville 93Folsom 83Carlsbad 82Sacramento 74Santa Monica 74La Jolla 67San Rafael 67Fresno 58Long Beach 54San Ramon 51Santa Rosa 49El Segundo 41San Mateo 40

Questions

How many CFP financial advisors are in Santa Cruz, CA?

8 SEC-registered investment adviser representatives at firm offices in Santa Cruz, California list the CFP designation; Natural Bridges Financial Advisors employs the most of them (3).

What is a CFP?

CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.

How do I check a CFP in Santa Cruz?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.