Financial ADVSR advisor directory · SEC adviser records
CFP financial advisors in Laguna Niguel, CA
Every SEC-registered financial advisor at a firm office in Laguna Niguel who lists the Certified Financial Planner designation, A to Z.
The short answer
22 CFP professionals work in Laguna Niguel; the most are at Morgan Stanley (4). 13 are also registered broker representatives.
CFP advisors in Laguna Niguel, A to Z
Every advisor in Laguna Niguel →- Jacqueline D. AdlerForum Financial Management, LP · Certified Financial Planner
- Steven S. AndersonMorgan Stanley · Certified Financial Planner
- Jack D. BanningMorgan Stanley · Certified Financial Planner
- James J. BuriMorgan Stanley · Certified Financial Planner
- Jeffrey J. DormanNavigate Financial LLC · Certified Financial Planner
- Andrew L. EhrlichEhrlich Financial Group · Certified Financial Planner
- Anthony S. ErenyiLPL Financial LLC · Certified Financial Planner
- Armen J. Guleserian Jr.LPL Financial LLC · Certified Financial Planner
- Daniel C. Hauschild Jr.Tcfg Investment Advisors, LLC · Certified Financial Planner
- Patrick L. HornCetera Investment Advisers LLC · Certified Financial Planner
- Ellen M. JampolskyCambridge Investment Research Advisors, Inc. · Certified Financial Planner
- John KalianovCetera Investment Advisers LLC · Certified Financial Planner, Chartered Financial Consultant
- Jessica L. KruseyEhrlich Financial Group · Certified Financial Planner
- David S. LopezOsaic Wealth, Inc. · Certified Financial Planner
- Ian McDougallLPL Financial LLC · Certified Financial Planner
- Gary E. MillerTrusted Financial Advisors · Certified Financial Planner
- Ryan F. NevilleJ.P. Morgan Securities LLC · Certified Financial Planner
- Peter E. PhilippCambridge Investment Research Advisors, Inc. · Certified Financial Planner, Chartered Financial Analyst
- Richard J. RiegleEdward Jones · Certified Financial Planner
- Lora J. RommelEhrlich Financial Group · Certified Financial Planner
- Jeffrey S. WassonNorthern Trust Securities, Inc. · Certified Financial Planner
- Zachary ZwillingMorgan Stanley · Certified Financial Planner
Firms with the most CFP professionals in Laguna Niguel
Morgan Stanley 4Ehrlich Financial Group 3LPL Financial LLC 3Cambridge Investment Research Advisors, Inc. 2Cetera Investment Advisers LLC 2Edward Jones 1Forum Financial Management, LP 1J.P. Morgan Securities LLC 1Navigate Financial LLC 1Northern Trust Securities, Inc. 1Osaic Wealth, Inc. 1Tcfg Investment Advisors, LLC 1Trusted Financial Advisors 1
CFP advisors in other California cities
All of California →San Diego 645San Francisco 422Los Angeles 359Newport Beach 242Irvine 224Walnut Creek 190Torrance 149Pasadena 108San Jose 104Westlake Village 95Santa Barbara 94Roseville 93Folsom 83Carlsbad 82Sacramento 74Santa Monica 74La Jolla 67San Rafael 67Fresno 58Long Beach 54San Ramon 51Santa Rosa 49El Segundo 41San Mateo 40
Questions
How many CFP financial advisors are in Laguna Niguel, CA?
22 SEC-registered investment adviser representatives at firm offices in Laguna Niguel, California list the CFP designation; Morgan Stanley employs the most of them (4).
What is a CFP?
CFP stands for Certified Financial Planner, the CFP Board's certification in financial planning: coursework, an exam, three years of experience and a fiduciary duty when giving financial advice.
How do I check a CFP in Laguna Niguel?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFP itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFP with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFA charterholders and ChFC holders.