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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Providence, RI

Every SEC-registered financial advisor at a firm office in Providence who lists the Chartered Financial Analyst designation, A to Z.

The short answer

15 CFA charterholders work in Providence; the most are at Parsons Capital Management Inc. (3). 2 are also registered broker representatives.

CFA advisors in Providence, A to Z

Every advisor in Providence →
  • Mars J. BishopBlue Fin Capital, Inc. · Chartered Financial Analyst
  • Joan M. CaineParsons Capital Management Inc. · Chartered Financial Analyst
  • Richard E. CavanaghNewman Dignan & Sheerar, Inc. · Certified Financial Planner, Chartered Financial Consultant, Chartered Financial Analyst
  • J M. CostelloCrestwood Advisors · Chartered Financial Analyst
  • Thomas P. FayF L Putnam Investment Management Co. · Chartered Financial Analyst
  • John A. Gulino IITiaa-Cref Individual & Institutional Services, LLC · Chartered Financial Analyst
  • Jeffrey K. HannaCitizens Securities, Inc. · Certified Financial Planner, Chartered Financial Analyst
  • Nir KaissarUnison · Chartered Financial Analyst
  • George F. KilbornWorld Investment Advisors, LLC · Chartered Financial Analyst
  • Gregory J. LavineParsons Capital Management Inc. · Certified Financial Planner, Chartered Financial Analyst
  • Matthew M. NeylandSk Wealth Management, LLC · Chartered Financial Analyst
  • Tricia S. O'NeilRaymond James & Associates, Inc. · Chartered Financial Analyst
  • Aaron C. ReynoldsStrategicpoint Investment Advisors LLC · Chartered Financial Analyst
  • Jason E. SipersteinEliot Rose Wealth Management, LLC · Certified Financial Planner, Chartered Financial Analyst
  • David Von HemertParsons Capital Management Inc. · Chartered Financial Analyst

Firms with the most CFA charterholders in Providence

Parsons Capital Management Inc. 3Blue Fin Capital, Inc. 1Citizens Private Wealth 1Citizens Securities, Inc. 1Crestwood Advisors 1Eliot Rose Wealth Management, LLC 1F L Putnam Investment Management Co. 1Newman Dignan & Sheerar, Inc. 1Raymond James & Associates, Inc. 1Sk Wealth Management, LLC 1Strategicpoint Investment Advisors LLC 1Tiaa-Cref Individual & Institutional Services, LLC 1Unison 1World Investment Advisors, LLC 1

CFA advisors in other Rhode Island cities

All of Rhode Island →

Westerly 4

Questions

How many CFA financial advisors are in Providence, RI?

15 SEC-registered investment adviser representatives at firm offices in Providence, Rhode Island list the CFA designation; Parsons Capital Management Inc. employs the most of them (3).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Providence?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.