Financial ADVSR advisor directory · SEC adviser records
CFA financial advisors in Westerly, RI
Every SEC-registered financial advisor at a firm office in Westerly who lists the Chartered Financial Analyst designation, A to Z.
4 CFA charterholders work in Westerly; the most are at Professional Planning Group (3). 3 are also registered broker representatives.
CFA advisors in Westerly, A to Z
Every advisor in Westerly →- David G. AballoProfessional Planning Group · Chartered Financial Analyst
- Matthew R. LandonBradley Foster & Sargent Inc. · Chartered Financial Analyst
- Christopher G. WallaceProfessional Planning Group · Chartered Financial Analyst
- Eric M. WilsonProfessional Planning Group · Chartered Financial Analyst
Firms with the most CFA charterholders in Westerly
Professional Planning Group 3Bradley Foster & Sargent Inc. 1
CFA advisors in other Rhode Island cities
All of Rhode Island →Questions
How many CFA financial advisors are in Westerly, RI?
4 SEC-registered investment adviser representatives at firm offices in Westerly, Rhode Island list the CFA designation; Professional Planning Group employs the most of them (3).
What is a CFA?
CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.
How do I check a CFA in Westerly?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.
Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.