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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Wilmington, NC

Every SEC-registered financial advisor at a firm office in Wilmington who lists the Chartered Financial Analyst designation, A to Z.

4 CFA charterholders work in Wilmington; the most are at Copley Investment Management, LLC (1). 0 are also registered broker representatives.

CFA advisors in Wilmington, A to Z

Every advisor in Wilmington →

Firms with the most CFA charterholders in Wilmington

Copley Investment Management, LLC 1Live Oak Private Wealth, LLC 1Masonboro Advisors 1Omnistar Financial Group, Inc. 1

CFA advisors in other North Carolina cities

All of North Carolina →

Charlotte 127Raleigh 38Chapel Hill 19Greensboro 14Durham 9Asheville 7Cary 7Cornelius 7Winston Salem 7Winston-Salem 5Huntersville 4Rocky Mount 3

Questions

How many CFA financial advisors are in Wilmington, NC?

4 SEC-registered investment adviser representatives at firm offices in Wilmington, North Carolina list the CFA designation; Copley Investment Management, LLC employs the most of them (1).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Wilmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.