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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Raleigh, NC

Every SEC-registered financial advisor at a firm office in Raleigh who lists the Chartered Financial Analyst designation, A to Z.

The short answer

38 CFA charterholders work in Raleigh; the most are at Captrust (3). 11 are also registered broker representatives.

CFA advisors in Raleigh, A to Z

Every advisor in Raleigh →

Firms with the most CFA charterholders in Raleigh

Captrust 3First Citizens Asset Management, Inc. 3Eqv Advisory, LLC 2First Citizens Investor Services, Inc. 2Strategic Advisers LLC 2Wells Fargo Advisors Financial Network, LLC 2Absher Wealth Management, LLC 1Balentine 1Bastion Fiduciary 1Brian B. Bunn CPA, Pllc 1Capital Advisers, Inc. 1Cardinal Capital Management Inc. 1Charles Schwab & Co., Inc. 1Cordgrass Capital Advisors, LLC 1Curi Capital, LLC 1

CFA advisors in other North Carolina cities

All of North Carolina →

Charlotte 127Chapel Hill 19Greensboro 14Durham 9Asheville 7Cary 7Cornelius 7Winston Salem 7Winston-Salem 5Huntersville 4Wilmington 4Rocky Mount 3

Questions

How many CFA financial advisors are in Raleigh, NC?

38 SEC-registered investment adviser representatives at firm offices in Raleigh, North Carolina list the CFA designation; Captrust employs the most of them (3).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Raleigh?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.