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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Phoenix, MD

Every SEC-registered financial advisor at a firm office in Phoenix who lists the Chartered Financial Analyst designation, A to Z.

The short answer

3 CFA charterholders work in Phoenix; the most are at Apprise Wealth Management LLC (1). 0 are also registered broker representatives.

CFA advisors in Phoenix, A to Z

Every advisor in Phoenix →

Firms with the most CFA charterholders in Phoenix

Apprise Wealth Management LLC 1Facet 1Noon Investment Management LLC 1

CFA advisors in other Maryland cities

All of Maryland →

Bethesda 52Baltimore 40Towson 16Rockville 14Hunt Valley 10Annapolis 8Chevy Chase 8Lutherville 7Columbia 6Ellicott City 5Owings Mills 5Potomac 4Timonium 4

Questions

How many CFA financial advisors are in Phoenix, MD?

3 SEC-registered investment adviser representatives at firm offices in Phoenix, Maryland list the CFA designation; Apprise Wealth Management LLC employs the most of them (1).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Phoenix?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.