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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Portland, ME

Every SEC-registered financial advisor at a firm office in Portland who lists the Chartered Financial Analyst designation, A to Z.

23 CFA charterholders work in Portland; the most are at R M Davis Inc. (7). 1 are also registered broker representatives.

CFA advisors in Portland, A to Z

Every advisor in Portland →

Firms with the most CFA charterholders in Portland

R M Davis Inc. 7Corient 5Aries Wealth Management, LLC 1Clearstead; Clearstead Advisory Solutions 1F L Putnam Investment Management Co. 1Guidance Point Retirement Services, LLC 1Harbor Investment Advisors 1Hightower Advisors, LLC 1Old Port Advisors 1Parkwoods Wealth Partners, LLC 1Penobscot Financial Advisors 1Portland Financial Planning Group 1RBC Capital Markets, LLC 1

CFA advisors in other Maine cities

All of Maine →

Bangor 4

Questions

How many CFA financial advisors are in Portland, ME?

23 SEC-registered investment adviser representatives at firm offices in Portland, Maine list the CFA designation; R M Davis Inc. employs the most of them (7).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Portland?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.