Member/preferred Unit Holder and Principal · Guidance Point Advisors, LLC
Benjamin J. Smith
CRD 6027765 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Guidance Point Advisors, LLC, an SEC-registered wealth manager with $558 million in regulatory assets, lists Benjamin J. Smith on its Form ADV as Member/preferred Unit Holder and Principal. The SEC filings also name Benjamin at 1 other registered adviser.
Firms and roles
- Guidance Point Advisors, LLCMember/preferred Unit Holder and PrincipalWealth manager · United States · $558M in regulatory assets
- Guidance Point Retirement Services, LLCChief Investment OfficerAsset manager · Portland, ME · $85M in regulatory assets
AtlasMembers
Benjamin’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Wesley A. DelcolManaging Member/chief Compliance Officer/owns Common Shares, Guidance Point Advisors, LLC
- Robert E. DelcolMember/owns Preferred A Shares,non-Voting, Guidance Point Advisors, LLC
- Andrew J. WalkerMember/preferred Unit Holder and Principal, Guidance Point Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Benjamin’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.