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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Farmington, CT

Every SEC-registered financial advisor at a firm office in Farmington who lists the Chartered Financial Analyst designation, A to Z.

The short answer

5 CFA charterholders work in Farmington; the most are at Connecticut Wealth Management, LLC (2). 2 are also registered broker representatives.

CFA advisors in Farmington, A to Z

Every advisor in Farmington →
  • Gerald S. CreemWells Fargo Clearing Services, LLC · Chartered Financial Analyst
  • Mark L. KaufmanPark Avenue Securities LLC · Chartered Financial Analyst
  • Jason A. RaitiConnecticut Wealth Management, LLC · Chartered Financial Analyst
  • Hugo J. SoaresNavigator Financial LLC · Chartered Financial Analyst
  • Joshua E. SweeneyConnecticut Wealth Management, LLC · Chartered Financial Analyst

Firms with the most CFA charterholders in Farmington

Connecticut Wealth Management, LLC 2Navigator Financial LLC 1Park Avenue Securities LLC 1Wells Fargo Clearing Services, LLC 1

CFA advisors in other Connecticut cities

All of Connecticut →

Stamford 33Greenwich 29Glastonbury 19Westport 16West Hartford 12Darien 11Hartford 9New Canaan 9Fairfield 7New Haven 7Guilford 5Ridgefield 5Shelton 4Madison 3Windsor 3

Questions

How many CFA financial advisors are in Farmington, CT?

5 SEC-registered investment adviser representatives at firm offices in Farmington, Connecticut list the CFA designation; Connecticut Wealth Management, LLC employs the most of them (2).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Farmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.