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Financial ADVSR advisor directory · SEC adviser records

CFA financial advisors in Little Rock, AR

Every SEC-registered financial advisor at a firm office in Little Rock who lists the Chartered Financial Analyst designation, A to Z.

25 CFA charterholders work in Little Rock; the most are at Stephens (9). 11 are also registered broker representatives.

CFA advisors in Little Rock, A to Z

Every advisor in Little Rock →

Firms with the most CFA charterholders in Little Rock

Stephens 9Foundation Resource Management, Inc. 4Aptus Financial, LLC 3Naviter Wealth, LLC 2Capital Client Group, Inc. 1First Security Investment Management, Inc. 1Gutierrez Wealth Advisory, LLC 1Heritage Asset Managers, Inc. 1Lathrop Investment Management Company 1Meridian Investment Advisors 1Wells Fargo Advisors Financial Network, LLC 1

CFA advisors in other Arkansas cities

All of Arkansas →

Fayetteville 5North Little Rock 4Rogers 4

Questions

How many CFA financial advisors are in Little Rock, AR?

25 SEC-registered investment adviser representatives at firm offices in Little Rock, Arkansas list the CFA designation; Stephens employs the most of them (9).

What is a CFA?

CFA stands for Chartered Financial Analyst, CFA Institute's charter in investment analysis: three exams and four years of investment experience.

How do I check a CFA in Little Rock?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck. Confirm the CFA itself with the body that issues it.

Source: the SEC's Investment Adviser Public Disclosure daily file, which lists the professional designations each investment adviser representative reports. Designations are self-reported to the SEC; confirm a CFA with the issuing body before you rely on it. Broker-only representatives aren't included. Also by designation: CFP professionals and ChFC holders.