Financial ADVSR advisor directory · SEC adviser records
Osaic Wealth, Inc. financial advisors in Rancho Santa Fe, CA
Every SEC-registered investment adviser representative at a Osaic Wealth, Inc. office in Rancho Santa Fe, A to Z.
The short answer
3 registered advisors work at Osaic Wealth, Inc. in Rancho Santa Fe, out of 7,289 at the firm nationwide; it ranks number 10 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
Osaic Wealth, Inc. advisors in Rancho Santa Fe, A to Z
Every Osaic Wealth, Inc. advisor →- Michael R. PetersonAlso a broker rep
- Thomas E. VieiraAlso a broker rep
- Amy J. ViolanteAlso a broker rep
Osaic Wealth, Inc. advisors in every city and state →Osaic Wealth, Inc.: assets, clients and custodians →Osaic news and advisor moves →Advisor Moves: who changed firms this week →
Osaic Wealth, Inc. advisors in other cities
Scottsdale, AZ 291Maumee, OH 54Omaha, NE 53Raleigh, NC 51Houston, TX 47Melville, NY 46San Diego, CA 46Honolulu, HI 45Irvine, CA 45Southfield, MI 42Rochester, NY 40Lincoln, NE 38Overland Park, KS 38Wichita, KS 36Dallas, TX 33
Other firms in Rancho Santa Fe
All Rancho Santa Fe advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 43Morgan Stanley 17American Money Management, LLC 10Wells Fargo Clearing Services, LLC 7Bull Oak Capital, LLC 5"tate Asset Management" And "dco Wealth Management" 3Dark Horse Advisors LLC 3Gracian Capital LLC 3LPL Financial LLC 3
Questions
How many financial advisors does Osaic Wealth, Inc. have in Rancho Santa Fe?
3 investment adviser representatives are registered at Osaic Wealth, Inc. offices in Rancho Santa Fe, California, according to the SEC's Investment Adviser Public Disclosure records, out of 7,289 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is Osaic Wealth, Inc. one of the largest advisor employers in Rancho Santa Fe?
Osaic Wealth, Inc. ranks number 10 in Rancho Santa Fe by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 43.
How do I check a Osaic Wealth, Inc. advisor in Rancho Santa Fe?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Osaic Wealth, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.