Financial ADVSR advisor directory · SEC adviser records
Flc Capital Advisors financial advisors in Palm Desert, CA
Every SEC-registered investment adviser representative at a Flc Capital Advisors office in Palm Desert, A to Z.
The short answer
3 registered advisors work at Flc Capital Advisors in Palm Desert, out of 4 at the firm nationwide; it ranks number 16 in the city by advisors. 2 list the CFP designation and 2 are also registered broker representatives.
Flc Capital Advisors advisors in Palm Desert, A to Z
Every Flc Capital Advisors advisor →- Max A. BriggsCertified Financial Planner · Also a broker rep
- Daniel A. NeilCertified Financial Planner · Also a broker rep
- Jeremy J. OfseyerInvestment adviser rep
Flc Capital Advisors advisors in every city and state →Flc Capital Advisors: assets, clients and custodians →Advisor Moves: who changed firms this week →
Flc Capital Advisors advisors in other cities
Other firms in Palm Desert
All Palm Desert advisors →Morgan Stanley 23Wells Fargo Clearing Services, LLC 18Keystone Private Wealth 12Raymond James & Associates, Inc. 12Cypress Wealth Services, LLC 9The Wealth Consulting Group 8Hoainvest LLC 6J.P. Morgan Securities LLC 5Merrill Lynch, Pierce, Fenner & Smith Incorporated 5RBC Capital Markets, LLC 5D.A. Davidson & Co. 4Fortem Financial Group, LLC 4
Questions
How many financial advisors does Flc Capital Advisors have in Palm Desert?
3 investment adviser representatives are registered at Flc Capital Advisors offices in Palm Desert, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 2 list the CFP designation and 2 are also registered as broker representatives.
Is Flc Capital Advisors one of the largest advisor employers in Palm Desert?
Flc Capital Advisors ranks number 16 in Palm Desert by registered advisors; Morgan Stanley has the most, with 23.
How do I check a Flc Capital Advisors advisor in Palm Desert?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Flc Capital Advisors office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.