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Financial ADVSR advisor directory · SEC adviser records

Banta Asset Management LP financial advisors in Newport Beach, CA

Every SEC-registered investment adviser representative at a Banta Asset Management LP office in Newport Beach, A to Z.

The short answer

3 registered advisors work at Banta Asset Management LP in Newport Beach, out of 3 at the firm nationwide; it ranks number 74 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Banta Asset Management LP advisors in Newport Beach, A to Z

Every Banta Asset Management LP advisor →

Banta Asset Management LP advisors in every city and state →Banta Asset Management LP: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Newport Beach

All Newport Beach advisors →

Beacon Pointe Advisors, LLC 202Merrill Lynch, Pierce, Fenner & Smith Incorporated 190Goldman Sachs Wealth Services, L.P. 142Morgan Stanley 82UBS Financial Services Inc. 78LPL Financial LLC 64J.P. Morgan Securities LLC 60Wells Fargo Clearing Services, LLC 58Creative Planning Institutional Advisors, LLC 48Charles Schwab & Co., Inc. 40Cetera Investment Advisers LLC 39Stifel, Nicolaus & Company, Incorporated 38

Questions

How many financial advisors does Banta Asset Management LP have in Newport Beach?

3 investment adviser representatives are registered at Banta Asset Management LP offices in Newport Beach, California, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Banta Asset Management LP one of the largest advisor employers in Newport Beach?

Banta Asset Management LP ranks number 74 in Newport Beach by registered advisors; Beacon Pointe Advisors, LLC has the most, with 202.

How do I check a Banta Asset Management LP advisor in Newport Beach?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Banta Asset Management LP office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.