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Financial ADVSR advisor directory · SEC adviser records

Vanguard Capital financial advisors in Irvine, CA

Every SEC-registered investment adviser representative at a Vanguard Capital office in Irvine, A to Z.

The short answer

4 registered advisors work at Vanguard Capital in Irvine, out of 5 at the firm nationwide; it ranks number 72 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Vanguard Capital advisors in Irvine, A to Z

Every Vanguard Capital advisor →

Vanguard Capital advisors in every city and state →Vanguard Capital: assets, clients and custodians →Vanguard news and advisor moves →Advisor Moves: who changed firms this week →

Vanguard Capital advisors in other cities

Denver, CO 1

Other firms in Irvine

All Irvine advisors →

J.P. Morgan Securities LLC 191Wells Fargo Clearing Services, LLC 136Morgan Stanley 102Merrill Lynch, Pierce, Fenner & Smith Incorporated 65LPL Financial LLC 61LPL Enterprise, LLC 59Equitable Advisors, LLC 46Osaic Wealth, Inc. 45Cooper McManus 32UBS Financial Services Inc. 31Strategic Advisers LLC 30Charles Schwab & Co., Inc. 27

Questions

How many financial advisors does Vanguard Capital have in Irvine?

4 investment adviser representatives are registered at Vanguard Capital offices in Irvine, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Vanguard Capital one of the largest advisor employers in Irvine?

Vanguard Capital ranks number 72 in Irvine by registered advisors; J.P. Morgan Securities LLC has the most, with 191.

How do I check a Vanguard Capital advisor in Irvine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Vanguard Capital office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.