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Financial ADVSR advisor directory · SEC adviser records

Klein Pavlis & Peasley Financial, Inc. financial advisors in Irvine, CA

Every SEC-registered investment adviser representative at a Klein Pavlis & Peasley Financial, Inc. office in Irvine, A to Z.

The short answer

4 registered advisors work at Klein Pavlis & Peasley Financial, Inc. in Irvine, out of 4 at the firm nationwide; it ranks number 66 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Klein Pavlis & Peasley Financial, Inc. advisors in Irvine, A to Z

Every Klein Pavlis & Peasley Financial, Inc. advisor →

Klein Pavlis & Peasley Financial, Inc. advisors in every city and state →Klein Pavlis & Peasley Financial, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Irvine

All Irvine advisors →

J.P. Morgan Securities LLC 179Wells Fargo Clearing Services, LLC 135Morgan Stanley 101Merrill Lynch, Pierce, Fenner & Smith Incorporated 69LPL Financial LLC 66LPL Enterprise, LLC 59Equitable Advisors, LLC 51Osaic Wealth, Inc. 45Cooper McManus 34Strategic Advisers LLC 30UBS Financial Services Inc. 29Charles Schwab & Co., Inc. 27

Questions

How many financial advisors does Klein Pavlis & Peasley Financial, Inc. have in Irvine?

4 investment adviser representatives are registered at Klein Pavlis & Peasley Financial, Inc. offices in Irvine, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Klein Pavlis & Peasley Financial, Inc. one of the largest advisor employers in Irvine?

Klein Pavlis & Peasley Financial, Inc. ranks number 66 in Irvine by registered advisors; J.P. Morgan Securities LLC has the most, with 179.

How do I check a Klein Pavlis & Peasley Financial, Inc. advisor in Irvine?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Klein Pavlis & Peasley Financial, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.