Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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2761 No custodian reported
+00% 1 yr$3.1B 2762 Northern Trust 100%
+00% 1 yr$3.1B 2763 No custodian reported
+00% 1 yr$3.1B 2764 No custodian reported
+00% 1 yr$3.1B 2765 Schwab 100%
+00% 1 yr$3.1B 2766 No custodian reported
+00% 1 yr$3.1B 2767 Schwab 76% Fidelity 24%
+00% 1 yr$3.1B 2768 No custodian reported
+00% 1 yr$3.1B 2769 Banker's Bank 58% United Banker's Bank 42%
+00% 1 yr$3.1B 2770 LPL Financial 100%
+00% 1 yr$3.1B 2771 No custodian reported
+00% 1 yr$3.1B 2772 Fidelity Distributors Company 70% SEI 30%
+00% 1 yr$3.1B 2773 Schwab 50% Truist 50%
+00% 1 yr$3.1B 2774 SVB Wealth Boston, MA · 1,101 clients Wealth manager Bank-affiliated Hybrid First Citizens Capital Securities, LLC, First Citizens Investor Services, Inc. Fidelity 76% Schwab 24%
+00% 1 yr$3.1B 2775 No custodian reported
+00% 1 yr$3.1B 2776 No custodian reported
+00% 1 yr$3.1B 2777 Northern Trust 82%
+00% 1 yr$3.1B 2778 PNC Wealth Management 49%
+00% 1 yr$3.1B 2779 State Street 77% Morgan Stanley 23%
+00% 1 yr$3.1B 2780 Schwab 100%
+00% 1 yr$3.1B 2781 No custodian reported
+00% 1 yr$3.1B 2782 Schwab 73% Fidelity 27%
+00% 1 yr$3.1B 2783 No custodian reported
+00% 1 yr$3.1B 2784 No custodian reported
+00% 1 yr$3.1B 2785 1900 Wealth San Antonio, TX · 496 clients Wealth manager Bank-affiliated Schwab 72% Fifth Third Securities 28%
+00% 1 yr$3.1B 2786 No custodian reported
+00% 1 yr$3.1B 2787 No custodian reported
+00% 1 yr$3.1B 2788 Schwab 100%
+00% 1 yr$3.1B 2789 U.S. Bank 58% UBS 23%
+00% 1 yr$3.1B 2790 Leucadia Asset Management LLC New York, NY · 15 clients Private fund adviser Hybrid Jefferies (japan) Limited Tokyo Branch, Jefferies Financial Services, Inc. Morgan Stanley 100%
+00% 1 yr$3.1B 2791 No custodian reported
+00% 1 yr$3.1B 2792 No custodian reported
+00% 1 yr$3.1B 2793 Schwab 84%
+00% 1 yr$3.1B 2794 No custodian reported
+00% 1 yr$3.0B 2795 U.S. Bank 100%
+00% 1 yr$3.0B 2796 No custodian reported
+00% 1 yr$3.0B 2797 Fidelity 84%
+00% 1 yr$3.0B 2798 No custodian reported
+00% 1 yr$3.0B 2799 No custodian reported
+00% 1 yr$3.0B 2800 No custodian reported
+00% 1 yr$3.0B Previous 40 Page 70 of 431 Next 40