Asset manager · Oakmont, PA
Oakmont Capital Management, LLC
SEC-registered investment adviser · CRD 128939 · SEC 801-71287
At a glance
Oakmont Capital Management, LLC is an SEC-registered investment adviser based in Oakmont, Pennsylvania, with $3.1 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is charitable organizations, and it reports 286 individual clients. By Form ADV it is a asset manager, ranked 868th of 3,218 asset managers and 2,778th of 17,210 SEC-registered advisers by assets.
Main office 412-828-5550oakmontcap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.1B
- Rank among asset managers
- #868 of 3,218
- Rank among all SEC RIAs
- #2,778 of 17,210
- Rank in Pennsylvania
- #100 of 564
- Individual clients
- 286
- High-net-worth clients
- 117
- Accounts
- 994
- Discretionary
- 17% of AUM
- Employees
- 19
- Advisory staff
- 16
- Offices
- 2
Owners and executives on its Form ADV
- Lawrence J. KoteskiPartner & Chief Executive Officer
- Marc C. DefifePassive Partner
- Gina M. KovatchChief Compliance Officer
- Patrick W. FisherPartner & Head of Consulting Services
- Darrin K. DudaPartner & Chief Investment Officer
Custody and brokerage
4 custodians
- PNC Wealth Management$1.2B49%
- U.S. Bank$432M18%
- Charles Schwab$387M17%
- The Huntington National Bank$366M16%
Other RIAs using PNC Wealth ManagementOther multi-custodian RIAs
Broker-dealer
Broker-dealer named in its brochure
Its Form ADV brochure (filed March 2026) names Brean Capital as the broker-dealer its advisers are registered with.
De Fife also serves on the Board of Directors and is a registered representative of Brean Capital, LLC, a registered broker -dealer, member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Charitable organizations | 8 | $1.1B | 34% |
| Pension and profit sharing plans | 5 | $763M | 25% |
| Corporations or other businesses | 3 | $718M | 23% |
| High-net-worth individuals | 117 | $453M | 15% |
| State or municipal government entities | 22 | $48M | 2% |
| Individuals | 169 | $46M | 1% |
Disciplinary disclosures
Oakmont Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗oakmontcap.com ↗
AtlasMembers
The full record on Oakmont Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 806 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Oakmont Capital Management, LLC manage?
Oakmont Capital Management, LLC reports $3.1 billion in regulatory assets under management across 994 accounts, 17% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Oakmont Capital Management, LLC?
Oakmont Capital Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Oakmont Capital Management, LLC’s clients?
By assets, its largest client types are charitable organizations ($1.1 billion, 8 clients); pension and profit sharing plans ($763 million, 5 clients); corporations or other businesses ($718 million, 3 clients).
Does Oakmont Capital Management, LLC have any disciplinary history?
Oakmont Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Oakmont Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →