Asset manager · SAN Diego, CA
Clarivest Asset Management LLC
SEC-registered investment adviser · CRD 139785 · SEC 801-66386
At a glance
Clarivest Asset Management LLC is an SEC-registered investment adviser based in SAN Diego, California, with $3.0 billion in regulatory assets under management as of its Form ADV filed June 2, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 872nd of 3,218 asset managers and 2,795th of 17,210 SEC-registered advisers by assets.
Main office 858-480-2440clarivest.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.0B
- Rank among asset managers
- #872 of 3,218
- Rank among all SEC RIAs
- #2,795 of 17,210
- Rank in California
- #312 of 1,873
- Clients
- 29
- Accounts
- 27
- Discretionary
- 100% of AUM
- Employees
- 17
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- David R. VaughnChief Investment Officer - Non-U.s. and Global Strategies, Lead Portfolio Manager, Manager
- Todd N. WolterChief Investment Officer - U.S. and Alternative Strategies, Lead Portfolio Manager, Manager
- Eric C. WilwantManager
- Edward Rick IVPresident, Manager
- Matthew B OrtonManager
- Elena K McCurryChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Clarivest Asset Management LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Carillon Fund Distributors, Inc., Cebile Capital LLP, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., Raymond James Investment Services Limited, Raymond James Limited and Sumridge Partners, LLC.
- Carillon Fund Distributors, Inc. ↗CRD 139749
- Cebile Capital LLP
- Raymond James & Associates, Inc. ↗CRD 705
- Raymond James Financial Services, Inc. ↗CRD 6694
- Raymond James Investment Services Limited
- Raymond James Limited
- Sumridge Partners, LLC
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 4 | $2.0B | 65% |
| State or municipal government entities | 4 | $601M | 20% |
| Pension and profit sharing plans | 4 | $318M | 10% |
| Pooled investment vehicles | 7 | $153M | 5% |
| Charitable organizations | 1 | $4M | <1% |
| Other | 9 | $3M | <1% |
Disciplinary disclosures
Clarivest Asset Management LLC answers yes to 6 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗clarivest.com ↗
AtlasMembers
The full record on Clarivest Asset Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 805 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Clarivest Asset Management LLC manage?
Clarivest Asset Management LLC reports $3.0 billion in regulatory assets under management across 27 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 2, 2026.
What kind of firm is Clarivest Asset Management LLC?
Clarivest Asset Management LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Clarivest Asset Management LLC’s clients?
By assets, its largest client types are investment companies ($2.0 billion, 4 clients); state or municipal government entities ($601 million, 4 clients); pension and profit sharing plans ($318 million, 4 clients).
Does Clarivest Asset Management LLC have any disciplinary history?
Clarivest Asset Management LLC answers yes to 6 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Clarivest Asset Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →