Private fund adviser · Denver, CO
Sourcerock Group LLC
SEC-registered investment adviser · CRD 307575 · SEC 801-121057
At a glance
Sourcerock Group LLC is an SEC-registered investment adviser based in Denver, Colorado, with $3.1 billion in regulatory assets under management as of its Form ADV filed April 2, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,292nd of 4,686 private fund advisers and 2,766th of 17,210 SEC-registered advisers by assets.
Main office 720-790-2271sourcerocklp.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.1B
- Rank among private fund advisers
- #1,292 of 4,686
- Rank among all SEC RIAs
- #2,766 of 17,210
- Rank in Colorado
- #32 of 359
- Clients
- 9
- Accounts
- 9
- Discretionary
- 100% of AUM
- Employees
- 16
- Advisory staff
- 10
- Offices
- 2
Owners and executives on its Form ADV
- Christian ZannMember
- Thiru V. RamakrishnanMember
- Andrew M. HaleyChief Compliance Officer, Chief Operating Officer
Custody and brokerage
Custodian
Sourcerock Group LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 9 | $3.1B | 100% |
Private funds
Sourcerock Group LLC reports 1 private funds with $1.5B in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Sourcerock Group LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗sourcerocklp.com ↗
AtlasMembers
The full record on Sourcerock Group LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 1,623 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sourcerock Group LLC manage?
Sourcerock Group LLC reports $3.1 billion in regulatory assets under management across 9 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 2, 2026.
What kind of firm is Sourcerock Group LLC?
Sourcerock Group LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Sourcerock Group LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($3.1 billion, 9 clients).
Does Sourcerock Group LLC manage private funds?
Yes. It reports 1 private funds with $1.5 billion in gross assets, including hedge funds.
Does Sourcerock Group LLC have any disciplinary history?
Sourcerock Group LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Sourcerock Group LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →