Filters Firm type Wealth manager · 8,915 Private fund adviser · 4,686 Asset manager · 3,218 Broker-dealer firm · 391
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (6,418) Fidelity (2,295) BNY Pershing (627) BNY (601) J.P. Morgan (528) Northern Trust (517) State Street (466) LPL Financial (378) Interactive Brokers (354) Raymond James (323) Morgan Stanley (290) Goldman Sachs (236) U.S. Bank (198) Altruist (187) SEI (185) Wells Fargo (180) Citi (166) Merrill / Bank of America (163) UBS (159) Fidelity Distributors Company (153) RBC (149) Axos (96) Vanguard (59) Apex Fintech (51) Matrix Trust (40) Capital Client Group (39) Empower Financial Services (36) Tiaa-Cref Individual & Institutional Services (36) TradePMR / Robinhood (31) Assetmark Brokerage (30) U.S. Bancorp Investments (29) Betterment (24) Stonex Financial (24) Ascensus Broker Dealer Services (22) Assetmark Trust (22) Ascensus Trust (21) Alpaca Securities (20) Fidelity Management Trust (20) Principal Securities (20) Fifth Third Bank (19) Jefferies (19) Wilmington Trust (19) Hilltop Securities (17) PNC Bank (17) CIBC Mellon (16) Principal Financial Group (16) Brown Brothers Harriman & (15) CIBC Mellon Trust (15) Comerica Bank (15) Nationwide Securities (15) Assetmark (13) Empower (13) MID Atlantic Trust (13) American Funds (12) Bank Vontobel AG (12) Empower Retirement (12) Fiduciary Trust (12) HSBC Bank PLC (12) National Bank Independent Network (12) Nationwide Investment Services (12) Reliance Trust (12) Banque Pictet & CIE SA (11) Stifel, Nicolaus & Company, Incorporated (11) Amalgamated Bank (10) BNP Paribas (10) PNC Wealth Management (10) Principal Custody Solutions (10) Robert W. Baird & Co. Incorporated (10) ADP Broker-Dealer (9) American Trust Custody (9) Broadridge Business Process Outsourcing (9) Empower Trust (9) Fifth Third Securities (9) John Hancock Distributors (9) The Master Trust Bank of Japan, LTD. (9) Truist Bank (9) UMB Financial Services (9) Computershare Trust Company (8) Empower Trust Company (8) HSBC (8) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (147) National Financial Services (Fidelity) (95) RBC Capital Markets (27) Apex Clearing (15) Wedbush (15) Axos Clearing (12) Interactive Brokers (12) StoneX (10) Wells Fargo Clearing Services (10) Hilltop Securities (9) J.P. Morgan (9) Stifel (7) BofA Securities (6) Raymond James (5) Charles Schwab (3) LPL Financial (3) Vision Financial Markets (3) Goldman Sachs (2) Robinhood (2) Velocity Clearing (1) State State Every state Alabama (92) Alaska (9) Argentina (3) Arizona (212) Arkansas (57) Australia (38) Bahamas, The (3) Belgium (1) Bermuda (11) Bolivia (1) Brazil (24) British Virgin Islands (3) California (1,873) Canada (151) Cayman Islands (9) Chile (2) China (16) Colombia (2) Colorado (359) Connecticut (507) Croatia (1) Cyprus (1) Delaware (39) Denmark (5) District of Columbia (59) Dominican Republic (1) Estonia (3) Florida (1,090) France (7) Georgia (331) Germany (3) Ghana (1) Gibraltar (2) Greece (1) Guam (2) Guatemala (1) Guernsey (5) Hawaii (20) Hong Kong (74) Idaho (54) Illinois (684) India (27) Indiana (146) Iowa (91) Ireland (16) Isle of Man (1) Israel (8) Italy (1) Jamaica (1) Japan (17) Jersey (7) Kansas (134) Kentucky (85) Korea, South (6) Liechtenstein (1) Louisiana (82) Luxembourg (4) Maine (32) Malaysia (1) Malta (1) Maryland (227) Massachusetts (627) Mauritius (6) Mexico (12) Michigan (305) Minnesota (276) Mississippi (34) Missouri (196) Monaco (4) Montana (24) Nebraska (71) Netherlands (1) Nevada (77) New Hampshire (78) New Jersey (392) New Mexico (25) New York (2,591) New Zealand (2) North Carolina (288) North Dakota (9) Norway (2) Ohio (403) Oklahoma (84) Oregon (156) Pennsylvania (564) Peru (1) PR (49) Rhode Island (49) Romania (1) Saint Lucia (1) Singapore (43) South Africa (2) South Carolina (116) South Dakota (14) Spain (3) Sweden (4) Switzerland (64) Taiwan, Republic of China (3) Tennessee (227) Texas (1,081) Thailand (1) Trinidad and Tobago (1) Turkey (1) United Arab Emirates (8) United Kingdom (273) Uruguay (1) Utah (151) Vermont (33) VI (2) Virginia (300) Washington (271) West Virginia (12) Wisconsin (195) Wyoming (25) Atlas filters Growing 20%+ a year Broker-dealer affiliation Outside investor Succession signals Buyer signals Contacts on fileEvery investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
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2801 No custodian reported
+00% 1 yr$3.0B 2802 U.S. Bank 35% Truist Bank 30%
+00% 1 yr$3.0B 2803 No custodian reported
+00% 1 yr$3.0B 2804 No custodian reported
+00% 1 yr$3.0B 2805 No custodian reported
+00% 1 yr$3.0B 2806 No custodian reported
+00% 1 yr$3.0B 2807 Schwab 89%
+00% 1 yr$3.0B 2808 Schwab 100%
+00% 1 yr$3.0B 2809 Fidelity 100%
+00% 1 yr$3.0B 2810 No custodian reported
+00% 1 yr$3.0B 2811 Fidelity 70% Schwab 30%
+00% 1 yr$3.0B 2812 Schwab 100%
+00% 1 yr$3.0B 2813 UBS 58% J.P. Morgan 42%
+00% 1 yr$3.0B 2814 No custodian reported
+00% 1 yr$3.0B 2815 State Street 43% Northern Trust 33% BNY 25%
+00% 1 yr$3.0B 2816 AEW Capital Management LP Boston, MA · 15 clients Asset manager Hybrid Natixis Distribution, LLC, Natixis Investment Managers International BNY 73% Northern Trust 27%
+00% 1 yr$3.0B 2817 Fidelity 100%
+00% 1 yr$3.0B 2818 No custodian reported
+00% 1 yr$3.0B 2819 No custodian reported
+00% 1 yr$3.0B 2820 Elm Wealth Philadelphia, PA · 655 clients Wealth manager Fidelity 54% Schwab 35%
+00% 1 yr$3.0B 2821 No custodian reported
+00% 1 yr$3.0B 2822 Schwab 86%
+00% 1 yr$3.0B 2823 No custodian reported
+00% 1 yr$3.0B 2824 No custodian reported
+00% 1 yr$3.0B 2825 No custodian reported
+00% 1 yr$3.0B 2826 Schwab 99%
+00% 1 yr$3.0B 2827 Boulay Wealth Eden Prairie, MN · 1,123 clients Wealth manager Hybrid Schwab 84%
+00% 1 yr$3.0B 2828 No custodian reported
+00% 1 yr$3.0B 2829 Morgan Stanley 47%
+00% 1 yr$3.0B 2830 No custodian reported
+00% 1 yr$3.0B 2831 No custodian reported
+00% 1 yr$3.0B 2832 Banco Santander International 59% Morgan Stanley 41%
+00% 1 yr$3.0B 2833 Columbia Cent CLO Advisers, LLC Boston, MA · 10 clients Private fund adviser Hybrid American Enterprise Investment Services Inc., Ameriprise Financial Services, LLC No custodian reported
+00% 1 yr$3.0B 2834 No custodian reported
+00% 1 yr$3.0B 2835 Fidelity 100%
+00% 1 yr$3.0B 2836 U.S. Bank 100%
+00% 1 yr$3.0B 2837 No custodian reported
+00% 1 yr$3.0B 2838 No custodian reported
+00% 1 yr$3.0B 2839 J.P. Morgan 100%
+00% 1 yr$3.0B 2840 Schwab 100%
+00% 1 yr$3.0B Previous 40 Page 71 of 431 Next 40