Private fund adviser · Palo Alto, CA
Allocate Management Company, LLC
SEC-registered investment adviser · CRD 316814 · SEC 801-126667
At a glance
Allocate Management Company, LLC is an SEC-registered investment adviser based in Palo Alto, California, with $3.0 billion in regulatory assets under management as of its Form ADV filed August 24, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 59 individual clients. By Form ADV it is a private fund adviser, ranked 1,318th of 4,686 private fund advisers and 2,831st of 17,210 SEC-registered advisers by assets.
Main office 650-331-4151allocate.coLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.0B
- Rank among private fund advisers
- #1,318 of 4,686
- Rank among all SEC RIAs
- #2,831 of 17,210
- Rank in California
- #315 of 1,873
- Individual clients
- 59
- High-net-worth clients
- 59
- Accounts
- 171
- Discretionary
- 78% of AUM
- Employees
- 16
- Advisory staff
- 4
- Offices
- 2
Owners and executives on its Form ADV
- Samir S. KajiDirector, President, Investment Committee Member
- Hana YangVice President, Director
- Peter J. EpsteinDirector, Managing Director
- Ashley D. Smith-RoosChief Compliance Officer
Custody and brokerage
Custodian
Allocate Management Company, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 99 | $2.3B | 78% |
| High-net-worth individuals | 59 | $425M | 14% |
| Corporations or other businesses | – | $159M | 5% |
| Other investment advisers | 9 | $83M | 3% |
Private funds
Allocate Management Company, LLC reports 98 private funds with $2.3B in gross assets: venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Allocate Management Company, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗allocate.co ↗
AtlasMembers
The full record on Allocate Management Company, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,638 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Allocate Management Company, LLC manage?
Allocate Management Company, LLC reports $3.0 billion in regulatory assets under management across 171 accounts, 78% of it on a discretionary basis, on its Form ADV filed August 24, 2026.
What kind of firm is Allocate Management Company, LLC?
Allocate Management Company, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Allocate Management Company, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($2.3 billion, 99 clients); high-net-worth individuals ($425 million, 59 clients); corporations or other businesses ($159 million).
Does Allocate Management Company, LLC manage private funds?
Yes. It reports 98 private funds with $2.3 billion in gross assets, including venture capital funds.
Does Allocate Management Company, LLC have any disciplinary history?
Allocate Management Company, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Allocate Management Company, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →