Wealth manager, independent · Lincoln, NE
Pittenger & Anderson Inc
SEC-registered investment adviser · CRD 111033 · SEC 801-49107
At a glance
Pittenger & Anderson Inc is an SEC-registered investment adviser based in Lincoln, Nebraska, with $3.0B in regulatory assets under management as of its Form ADV filed January 7, 2026. It reports 894 individual clients, 341 of them high-net-worth, holding an average of about $1.8 million each, and 14 employees. That ranks it 353rd among the nation’s 5,657 independent wealth management RIAs and 5th of 41 in Nebraska. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 402-328-8800pittand.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.0B
- Rank among independent wealth managers
- #353 of 5,657
- Rank among all SEC RIAs
- #2,808 of 17,210
- Rank in Nebraska
- #5 of 41
- Individual clients
- 894
- High-net-worth clients
- 341
- Accounts
- 2,261
- Discretionary
- 100% of AUM
- Employees
- 14
- Advisory staff
- 14
- Offices
- 1
Owners and executives on its Form ADV
- Daniel L AndersonChairman/cfo
- James S PittengerFounder/ Retired
- Sue A. AndersonDirector
- Diane L. KleinPartner
- Blake A. AndersonPartner/ President
- James S PittengerPartner/ CEO
- Jon J. SevenkerPartner
- Shane M. RileyPartner
- Kristin M KliewerChief Compliance Officer
- Melissa M PittengerDirector
- Daniel E. FrostPartner
Custody and brokerage
Broker-dealer
No broker-dealer ties
Pittenger & Anderson Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 341 | $1.4B | 45% |
| Corporations or other businesses | 15 | $1.2B | 39% |
| Individuals | 553 | $264M | 9% |
| Charitable organizations | 11 | $209M | 7% |
Disciplinary disclosures
Pittenger & Anderson Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗pittand.com ↗
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The full record on Pittenger & Anderson Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,353 peers of its type and size
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- Owners and executives, with titles and stakes
- 11 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Nebraska
All of Nebraska →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Ameritas Advisory Services, LLCLincoln | $14B | 29,363 |
| Avior Wealth Management, LLCOmaha | $6.5B | 4,775 |
| Lutz FinancialOmaha | $3.2B | 845 |
| Private Wealth Asset ManagementOmaha | $2.5B | 559 |
| Wealthplan Investment Management LLCOmaha | $2.2B | 2,068 |
| Allen Capital Group, LLCGrand Island | $1.5B | 2,189 |
Background
Questions
How much does Pittenger & Anderson Inc manage?
Pittenger & Anderson Inc reports $3.0B in regulatory assets under management across 2,261 accounts, 100% of it on a discretionary basis, on its Form ADV filed January 7, 2026.
How many clients does Pittenger & Anderson Inc have?
It reports 894 individual clients: 341 high-net-worth individuals and 553 other individuals. Individuals account for about 54% of its regulatory assets.
Where is Pittenger & Anderson Inc headquartered?
Its main office is in Lincoln, Nebraska. It reports 1 office in total and 14 employees, 14 of whom perform investment advisory functions.
How does Pittenger & Anderson Inc charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Pittenger & Anderson Inc use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed January 7, 2026, it reports these amounts held: Charles Schwab ($3.0B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Pittenger & Anderson Inc a hybrid RIA with a broker-dealer?
Pittenger & Anderson Inc reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Pittenger & Anderson Inc a fiduciary?
As an SEC-registered investment adviser, Pittenger & Anderson Inc owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Pittenger & Anderson Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-07), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →