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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 31,869 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

31,869 advisors

Unlock all 31,869
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Erik AakerWestlake, TXCharles Schwab & Co., Inc.Adviser and broker–Atlas2004
2Omar AamirWeatherford, TXAdvisory Services NetworkAdviser only–Atlas2026
3Thomas J. AaronsWestlake, TXCharles Schwab & Co., Inc.Adviser and broker–Atlas2011
4James M. AarsenHouston, TXJ.P. Morgan Securities LLCAdviser and broker–Atlas2005
5Joni M. AbalosHouston, TXMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdviser and broker–Atlas1997
6Paul D. AbatiMcKinney, TXWells Fargo Clearing Services, LLCAdviser and broker–Atlas2025
7Nathalie AbaunzaHouston, TXMorgan StanleyAdviser and broker–Atlas2021
8Jason M. AbbamonteDallas, TXPNC Wealth Management LLCAdviser and brokerCFPAtlas2010
9Sammy A. AbbasHouston, TXStrategic Advisers LLCAdviser and broker–Atlas2025
10Sapida AbbasiPlano, TXFisher InvestmentsAdviser only–Atlas2025

31,859 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.