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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 911 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

911 advisors

Unlock all 911
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Terry A. AbeytaAlbuquerque, NMPfs Investments Inc.Adviser and broker–Atlas2016
2Junaid AhmadAlbuquerque, NMMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdviser and broker–Atlas2005
3Benjamin S. Alaimo-MonsonAlbuquerque, NMMorgan StanleyAdviser and broker–Atlas2008
4Michael R. AlbillarAlbuquerque, NMWealth Enhancement Advisory Services, LLCAdviser onlyCFPAtlas2014
5Devin AldermanAlbuquerque, NMMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdviser and broker–Atlas2026
6Amin AllahverdiAlbuquerque, NMEdward JonesAdviser and broker–Atlas2026
7Anthony L. AllbrightAlbuquerque, NMLPL Financial LLCAdviser and brokerCFP, ChFCAtlas2004
8Lori D. AllenLas Cruces, NMEdward JonesAdviser and brokerCFPAtlas2013
9Walter N. AllenSanta Fe, NMKestra Advisory Services, LLCAdviser and broker–Atlas2000
10Kristina E. AlleySanta Fe, NMSanta Fe Advisors LLCAdviser onlyCFPAtlas2008

901 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.