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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 1,115 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

1,115 advisors

Unlock all 1,115
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Lawrence A. AbbiatiPortland, MERaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2024
2Drew J. AbramsonPortland, MERBC Capital Markets, LLCAdviser and brokerCFPAtlas2021
3Thad J. AckermanKittery, MESilver Maple Financial, LLCAdviser only–Atlas2007
4Timothy J. AcquavivaPortland, MER M Davis Inc.Adviser onlyCFAAtlas2022
5Austin R. AlbertLewiston, MELPL Financial LLCAdviser and broker–Atlas2008
6Rondi K. AlbrechtBangor, MERaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2004
7Nathan S. AldrichWestbrook, MECetera Investment Advisers LLCAdviser and broker–Atlas2025
8Bonnie J. AleckFarmington, MELPL Financial LLCAdviser and broker–Atlas2024
9Geoffrey K. AlexanderPortland, MER M Davis Inc.Adviser only–Atlas2002
10Michael R. AlimiTopsham, MEAmeriprise Financial Services, LLCAdviser and broker–Atlas2006

1,105 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.