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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 3,836 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

3,836 advisors

Unlock all 3,836
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Tyler D. AbernathyPaducah, KYRobert W. Baird & Co. IncorporatedAdviser and broker–Atlas2024
2Bailey A. AbnerCovington, KYStrategic Advisers LLCAdviser and broker–Atlas2026
3David C. AbnerWinchester, KYEdward JonesAdviser and broker–Atlas2012
4Ted J. Abner Jr.Park Hills, KYStrategic Advisers LLCAdviser and broker–Atlas2016
5Randa P. Abner-PedenLouisville, KYMorgan StanleyAdviser and broker–Atlas2003
6Josh K. AckermanLexington, KYContext Financial LLCAdviser onlyCFP, ChFCAtlas2011
7Drew S. AdamsHarlan, KYAlexander Investment Services Co.Adviser and broker–Atlas2014
8Dustin S. AdamsMurray, KYLPL Financial LLCAdviser and broker–Atlas2007
9Kelly E. AdamsLouisville, KYCetera Investment Advisers LLC +1 moreAdviser and broker–Atlas2002
10Kelly A. AdamsPewee Valley, KYState Farm Investment Management Corp.Adviser and broker–Atlas2020

3,826 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.