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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 4,263 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

4,263 advisors

Unlock all 4,263
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Erik D. AanonsonJohnston, IAThrivent Investment Management Inc.Adviser and broker–Atlas2018
2Mark J. AasenWest Des Moines, IAOsaic Wealth, Inc.Adviser and broker–Atlas2015
3Ashley R. AbbasChariton, IAEdward JonesAdviser and broker–Atlas2026
4Marsha M. AbbottDubuque, IAEdward JonesAdviser and brokerCFPAtlas2007
5Roger G. AbelCedar Rapids, IALPL Financial LLCAdviser and broker–Atlas2006
6Dustin AbelsForest City, IALPL Financial LLCAdviser and broker–Atlas2015
7Matthew J. AbelsUrbandale, IAFoster Group, Inc.Adviser onlyCFPAtlas2010
8Tyler J. AbelsDes Moines, IAPrincipal Securities, Inc.Adviser and broker–Atlas2015
9Sarah L. AbernathyOttumwa, IAEnvestnet Retirement Solutions, LLCAdviser onlyCFAAtlas2023
10Kirk A. AbrahamsonClive, IARaymond James & Associates, Inc.Adviser and broker–Atlas1999

4,253 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.