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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 1,024 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

1,024 advisors

Unlock all 1,024
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1John M. AboodGreenville, DEInvestment Management & Planning LLCAdviser and brokerCFPAtlas1998
2Matthew C. AcevedoWilmington, DEAmeriprise Financial Services, LLCAdviser and broker–Atlas2021
3O Emmanuel Adepoju GraceMiddletown, DEWells Fargo Clearing Services, LLCAdviser and broker–Atlas2004
4Odette AguilarWilmington, DEFlorida Financial Advisors, LLCAdviser only–Atlas2026
5Arash AhmadpourHockessin, DEWells Fargo Clearing Services, LLCAdviser and broker–Atlas2019
6Edward A. AikenWilmington, DEOsaic Wealth, Inc.Adviser and broker–Atlas1996
7Andrew R. AlcareseGreenville, DEJanney Montgomery Scott LLCAdviser and brokerCFPAtlas2000
8Connor A. AlcareseGreenville, DEJanney Montgomery Scott LLCAdviser and broker–Atlas2026
9Nicholas G. AlexanderDover, DEMerrill Lynch, Pierce, Fenner & Smith IncorporatedAdviser and broker–Atlas2013
10Suzanne D. Alexander-DoncelNewark, DETiaa-Cref Individual & Institutional Services, LLCAdviser and broker–Atlas2009

1,014 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.