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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 23 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

23 advisors

Unlock all 23
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Brian T. BallardSalt Lake City, UTUBS Financial Services Inc.Adviser and broker–Atlas1993
2Annmarie BecciSalt Lake City, UTUBS Financial Services Inc.Adviser and broker–Atlas2007
3Danielle B. BellonSalt Lake City, UTUBS Financial Services Inc.Adviser and broker–Atlas2012
4Jason S. BerrymanSalt Lake City, UTUBS Financial Services Inc.Adviser and broker–Atlas2024
5Bradley R. BrittonSalt Lake City, UTUBS Financial Services Inc.Adviser and brokerCFPAtlas2005
6Teresa DahlSalt Lake City, UTUBS Financial Services Inc.Adviser and broker–Atlas2006
7Ethan I. GailSalt Lake City, UTUBS Financial Services Inc.Adviser and broker–Atlas2026
8Gregory GoldingPark City, UTUBS Financial Services Inc.Adviser and broker–Atlas1989
9Susan D. HanneySalt Lake City, UTUBS Financial Services Inc.Adviser and broker–Atlas1998
10James H. HerringKamas, UTUBS Financial Services Inc.Adviser and broker–Atlas2024

13 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.