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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 14 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

14 advisors

Unlock all 14
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Alvaro R. AlonsoMiami, FLNorthern Trust Securities, Inc.Adviser and broker–Atlas2019
2Russell J. AndersenBonita Springs, FLNorthern Trust Securities, Inc.Adviser and broker–Atlas2015
3Karen J. CameronTequesta, FLNorthern Trust Securities, Inc.Adviser and broker–Atlas1998
4Thomas DochertyMiami, FLNorthern Trust Securities, Inc.Adviser and broker–Atlas2024
5David E. JohnsonVero Beach, FLNorthern Trust Securities, Inc.Adviser and brokerCFPAtlas2003
6Brandon C. KaletkowskiBoca Raton, FLNorthern Trust Securities, Inc.Adviser and broker–Atlas2023
7Ryan L. LachmansinghPalm Beach, FLNorthern Trust Securities, Inc.Adviser and broker–Atlas2002
8Barbara LuisMiami, FLNorthern Trust Securities, Inc.Adviser and broker–Atlas2015
9Sheryl M. Nessel CruzSarasota, FLNorthern Trust Securities, Inc.Adviser and broker–Atlas2004
10Richard C. PetersonBoca Raton, FLNorthern Trust Securities, Inc.Adviser and broker–Atlas2002

4 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.