Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 200 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
200 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Yasser AhmadSan Jose, CA | Independent Financial Group, LLC | Adviser and broker | CFP | Atlas | 2008 |
| 2James E. Albrecht Jr.Calabasas, CA | Independent Financial Group, LLC | Adviser and broker | – | Atlas | 2025 |
| 3Jason M. AlfonsoLoomis, CA | Independent Financial Group, LLC | Adviser and broker | – | Atlas | 2001 |
| 4John J. Almaguer Jr.Pasadena, CA | Independent Financial Group, LLC | Adviser and broker | – | Atlas | 2004 |
| 5Kent R. AlstonPalm Springs, CA | Independent Financial Group, LLC | Adviser and broker | – | Atlas | 1998 |
| 6Kimberly C. AnDiamond Bar, CA | Independent Financial Group, LLC | Adviser and broker | – | Atlas | 2024 |
| 7Colin AndrewsSan Diego, CA | Independent Financial Group, LLC | Adviser only | CFA | Atlas | 2024 |
| 8Gurvinder K. AujlaSan Jose, CA | Independent Financial Group, LLC | Adviser and broker | – | Atlas | 2006 |
| 9Ru BaiRolling Hills Estate, CA | Independent Financial Group, LLC | Adviser and broker | CFP | Atlas | 2019 |
| 10Matthew S. BelardesSan Diego, CA | Independent Financial Group, LLC | Adviser and broker | CFP, CFA | Atlas | 2008 |
190 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.