398,323 Registered advisers Every investment adviser representative 304,914 Dually registered 77% are also broker reps 93,409 Adviser only Not registered with a broker-dealer 25,637 Firms Where they're registered 56,898 CFPs 11,004 CFAs, 12,692 ChFCs From the SEC’s compilation report of October 25, 2026, refreshed every morning. +22 since the file before. 1 firm join and 27 departures in the latest file. 271 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
Name, firm or city State Every state AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Registration Adviser or dual Also a broker rep Adviser only Designation Any CFP CFA ChFC PFS CIC Exam Any exam Series 65 Series 66 Series 63 Joined current firm Any time In the last 90 days In the last 6 months In the last year Disclosures Either None on record Has disclosures
Advisor Firm Registration Designations Joined firm Registered since 1 James F. Ade Jr. Hilton Head Island, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 2010 2 Susan Alvarez Beaufort, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 2020 3 Savannah A. Amick Columbia, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 2015 4 Jeffrey O. Anderson Greenville, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 2003 5 Miriam N. Arvizu Myrtle Beach, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 2014 6 Kristine M. Ashley Columbia, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 2024 7 Todd R. Atkins Greenville, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 2005 8 Jules T. Axelrod Hilton Head, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 1997 9 Tonie L. Baldwin Myrtle Beach, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 2008 10 Robert Banish Columbia, SC Merrill Lynch, Pierce, Fenner & Smith Incorporated Adviser and broker – Atlas 2011
261 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.