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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 1,223 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

1,223 advisors

Unlock all 1,223
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Hunter R. AbbeWaco, TXLPL Financial LLCAdviser and broker–Atlas2019
2Richard D. AbbeWaco, TXLPL Financial LLCAdviser and broker–Atlas2002
3Joe M. AbbottWest Bastrop, TXLPL Financial LLCAdviser and broker–Atlas2002
4Dima AboshadyAustin, TXLPL Financial LLCAdviser and broker–Atlas2023
5Sydney L. AbrahamPlano, TXLPL Financial LLCAdviser only–Atlas2019
6Carolyn J. AbshierSan Antonio, TXLPL Financial LLCAdviser and broker–Atlas2007
7Manly AckerKaty, TXLPL Financial LLCAdviser and broker–Atlas2011
8James T. Adcock Jr.Carrolton, TXLPL Financial LLCAdviser and broker–Atlas2001
9Dedrick L. AdellLittle Elm, TXLPL Financial LLCAdviser and brokerChFCAtlas2024
10James M. AghayereArlington, TXLPL Financial LLCAdviser and broker–Atlas2012

1,213 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.