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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 452 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

452 advisors

Unlock all 452
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Pete AbstonMemphis, TNLPL Financial LLCAdviser and broker–Atlas2019
2Shannon K. AcostaMemphis, TNLPL Financial LLCAdviser and broker–Atlas2015
3Ronald K. AkersBrentwood, TNLPL Financial LLCAdviser and broker–Atlas2004
4Clinton J. AllenAlcoa, TNLPL Financial LLCAdviser and broker–Atlas2009
5James R. AllenKnoxville, TNLPL Financial LLCAdviser and brokerChFCAtlas2004
6Louis F. Allen Jr.Memphis, TNLPL Financial LLCAdviser and broker–Atlas2006
7Matthew D. AllgoodNashville, TNLPL Financial LLC +1 moreAdviser and brokerCFPAtlas2001
8Ashley M. AndersonMaryville, TNLPL Financial LLCAdviser and broker–Atlas2015
9Patrick J. AnstettNew Tazewell, TNLPL Financial LLCAdviser and broker–Atlas2008
10Salam AssafMemphis, TNLPL Financial LLCAdviser and broker–Atlas2009

442 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.